The Multi-faceted Covenant:
The Biblical Approach to the Problem of Organizations, Constitutions, and Liberty as Reflected in the Thought of Johannes Althusius
Daniel J. Elazar
Two of the most pronounced characteristics of modernity in
Western civilization are the radical separation between the
individual and the state in order to secure individual liberty,
on one hand, or the radical lack of separation to advance some
ideological effort to recast human nature, on the other. The
former has been most characteristic of civil society in the
United States of America, the later, most characteristic of
totalitarian society in the Union of Soviet Socialist Republics,
at least until the recent effort to revive civil society in that
country. Despite the polar differences that separate them, they
also can be seen as two sides of the same coin, as De Tocqueville
perceptively and presciently pointed out in Democracy in
America.1
Modernity and Non-Governmental Institutions
One of their common aspects is the absence of a truly significant
place for non-governmental institutions in their respective
founding theories. In totalitarian states, the nominal existence
of mediating institutions is simply a facade since they are
controlled by the state, or more likely, by the single
totalitarian political party that controls the state. The matter
is more subtle in the contemporary United States. American
tradition and ideology require the maintenance of very
independent mediating institutions with real status and function
in the civil society. In reality, however, both governmental
actions and the exercise of radical individualism have been
encroaching on them in a manner that has been ideologically
justified as serving the ends of democracy.2
While their position is justified by the ideology of pluralism,
the radically individualistic new pluralism embraced by many
increasingly undermines the intergenerational dimension that
gives mediating much of their authority and power in civil
society.3 By the same token, contemporary ideologies emphasizing
equality of result have enabled government to encroach upon them
in the name of a greater good, further cutting into their
authority and power. This is true of churches, universities,
professional associations, labor unions, and every other form of
public non-governmental association. The very fact that they are
now referred to as mediating institutions distorts their original
character to indicate that they are somehow to be subordinated to
the individual on one hand and to the state, on the other.
Increasingly, such institutions are truly authoritative and
powerful in the political-social fabric only in those polities
where they are associated with primordial groups, that is to say,
groups into which one is born and which are organically part of
each individual's identity.5 The importance of primordial group
institutions in the political-social fabric of the body politic
needs to be recognized by students of politics and society not
only in the premodern or modernizing societies of the Third World
but in the first and second worlds as well, where a resurgence of
primordial group identity, especially in Europe, has been an
unexpected development of the past generation.6
The existence of these primordial groups is a reality but
theoretically they remain problematic in modern views of civil
society, especially those that emphasize individual liberty. Are
they, then, merely realities that may have some useful
consequences fostering pluralism against a monolithic state? Is
there any justification for human communities or collectivities
having sufficiently compelling qualities to be endowed with a
special status because they continue on an intergenerational
basis without necessarily being based on primordial groups?
Primordial groups make their own demands on their members which
may or may not be consistent with individualism, demands which
require recognition of the community or collectivity as a "good"
or "end" in itself. Is there a theory that can accommodate both
individual and communal liberty as true expressions of liberty as
we understand it?
Now that we are in the postmodern epoch and the battles of
modernity have been won, we need to reopen these questions for
reconsideration in light of the experiences of modernity. We
must do so in a hardheaded manner without romanticizing our
premodern past or rejecting it out of hand.
What seems to be most characteristic of that premodern past in
relation to these questions is that the body politic existed as a
seamless web. Civil society, which required the existence of a
private sector side by side with the public sector, and in which
the public sector is divided into governmental and
non-governmental spheres, is, after all, a modern conception.
Some people, such as Karl Popper, have argued that as a result,
premodern society was essentially totalitarian, modified only by
its lack of effective methods to impose conformity.7 To those who
hold this view, there is little difference between the ancient
polis and the contemporary Communist state other than size. This
argument can be refuted with relative ease simply by noting the
fact that the polis or its equivalent, the tribe, were total
societies but, as such, did not have a separately articulated
state. Their norms were those of tradition or traditional
religion, internalized by their citizens or members rather than
imposed by a separable, all-powerful state.
Where does that leave us, other than to satisfy us that our
ancestors were still better off than those who have had to
survive (or failed to survive) under twentieth century
totalitarian regimes. Still, our ancestors did not have liberty
as individuals in the modern sense. What, then, prevented the
body politic from imposing upon them in the way the totalitarian
state has done in our time. Often, nothing beyond good will. On
the other hand, in at least in one tradition, the Biblical
tradition, there were built-in limitations that recognized the
worth and dignity of the individual and the special status of the
community qua community. This paper will consider that tradition
as it was developed and applied in the political sphere on the
edge of the modern epoch by Johannes Althusius, perhaps the
greatest of the Christian political scientists to apply it in the
design of a proper commonwealth. But first we shall look briefly
at the Biblical tradition itself.
The Theory Presented in the Bible
and its Reformed Protestant
Applications
The system presented in the Bible is among those that does try to
accommodate the individual in the commonwealth without abandoning
the fabric of the commonwealth as a collectivity with its own
responsibilities. The basis for this effort is three-fold: first
of all, the idea that every individual is created in the image of
God, has a soul, and is holy. Second, that it is the task of the
individual and the community, indeed the individual in the
community, to strive to be holy by observing not only what are
today referred to as prescribed religious rituals, but by doing
justice, providing for the poor, maintaining human freedom and
dignity, and assuring a basic economic floor for every household.
Third, every individual is morally autonomous and his or her
consent is required for all acts, even in response to God's
commandments. In biblical terminology, God commands but humans
hearken. That is to say, they listen to God's commandment and in
essence decide whether or not to observe it. Biblical Hebrew has
no word for obey. All human actions require hearkening.
Fourth, humans act together through covenants and covenanting,
beginning with the foundation of existence, man's covenant with
God, whereby God enters into a partnership with humans for the
fulfillment and governance of this world. According to the terms
of the constitution which He has set before them, all human
organization flows from that original covenant and is ordered by
the subsidiary covenants to which the parties must consent and
which are morally binding under God who serves as partner,
guarantor, or witness. All, of course, are based on consent and
the ability of the partners to make autonomous moral
commitments.8
While we do not know exactly how this biblical system worked in
practice in ancient Israel, we can gather some sense of its
reality in the way it has shaped the Jewish people who are noted
for their commitment to individual autonomy, liberty, and
equality, and for their striving to achieve one or another moral
end and the tendency to view public issues in moralistic terms
even as they are among the most communal, even tribal, of
peoples, tied together through a rich fabric of history and
destiny.9
The biblical worldview also entered Christianity when that
religion emerged out of Judaism, but it did not reach its full
flowering until the Protestant Reformation. Reformed
Protestants, in particular, not only sought to foster the true
faith but to build the holy commonwealth. The road to modern
democracy began with the Protestant Reformation in the sixteenth
century, particularly among those exponents of Reformed
Protestantism (later rather mistakenly referred to as Calvinism)
who developed a theology and politics that set the Western world
back on the road to popular self-government, emphasizing liberty
and equality. In their efforts they turned to what they referred
to as the Old Testament -- the Hebrew Bible -- for guidance.
There they rediscovered the biblical teaching and sought to adapt
it to their Christian commonwealths.10 We know their principal
efforts as milestones in the history of liberty in the Western
world, albeit limited or flawed ones -- Zwingli's Zurich,
Calvin's Geneva, Knox's Scotland, Cromwell's England, Winthrop's
Massachusetts, Williams' Rhode Island, Hutchinson's Connecticut.
While several of these have been called theocracies, in fact,
they were only in the sense that they recognized God's
sovereignty as the basis of the commonwealth and tried to use
God's law as its foundation. As in ancient Israel, they divided
authority and power among magistrates and ministers, civil and
ecclesiastical rulers. (In ancient Israel, as in every Jewish
polity, the division was three-fold, between civil rulers,
expounders of the Torah, and priests, but that need not concern
us here.) The magistrates were as much responsible for
maintaining the moral foundations of the community as the
ministers.
However limited these regimes were from the perspective of modern
democracy, they did advance the cause of republicanism and
strengthened the foundations of what later became democratic
republicanism. All were established by covenant. In the case of
Rhode Island and Connecticut, they were also federal in the more
conventional sense of being federations of towns.
Their great limitations were two: Because they were led by
militant reformers during the first flush of the Reformation,
most insisted on orthodoxy and expelled or persecuted (and on
occasion even executed) those whom they deemed heretics. Nor did
they leave room for individualism in the more private ways that
we understand to be necessary. If the truth be told, those that
survived the initial revolutionary period settled down to be
bourgoise republics until engulfed by some later revolution or
conquest. As such they allowed considerable room for private
behavior as long as community norms were publicly honored.
A number of the foregoing figures, particularly Calvin, Knox and
Roger Williams and to a lesser extent Zwingli and John Winthrop,
developed political theories to accompany their work of
governing.11
All however, were primarily theologians. While
they and the other original founders and spokesmen for Reformed
Protestantism did much political writing, their writing was
either theological or polemic in character. Only at the end of
the first century of the Reformation did a political philosopher
emerge out of the Reformed tradition who built a systematic
political philosophy out of the Reformed experience by
synthesizing the political experience of the Holy Roman Empire
with the political ideas of covenant theology. That man,
Johannes Althusius, presented his political philosophy in a
classic work, Politica Methodice Digesta, first published in 1603
and revised in final form in 1614. It remained for Althusius,
political scientist by his own self-definition, to develop a
theory and philosophy of a compound polity that took most of
these problems into consideration.
Johannes Althusius and his Politics
Althusius must be considered a figure located at the intersection
of the major trends of Western culture. One of the Protestant
Christian grand designers, he straddled the Reformation and the
opening of the modern epoch. Accordingly, he made an effort to
synthesize and somewhat secularize Reformed Protestant thought on
the ideal polity and to push it in concrete, practical
directions.
Althusius was born in Westphalia, one of the German states, about
1557. He was educated at the universities of Cologne and Basle,
where he received his doctorate in civil and ecclesiastical law
in 1586. He then received an appointment to the Reformed Academy
of Herborn to teach law. There he spent his academic career,
becoming rector in 1697. He published his third and most
important book, Politica Methodice Digesta while at Herborn.
Althusius wrote as a political scientist -- as one who was
interested in the theory of the political order, the philosophy
behind that theory, and the practical dimension of human behavior
that must be addressed and accommodated. Apparently as a result
of that book, he was invited to become Syndic of Emden in East
Friesland. Knowing the "Geneva of the North", Emden had embraced
Reformed Protestantism in 1526, one of the first cities in
Germany to do so. With the Netherlands just across the border,
it was very influential in educating the leaders of Dutch
Calvinism and, as a seaport, maintained close connections with
the Reformed Protestants of the British Isles. In a way, it was
the fulcrum of northern Calvinism during the time of the Dutch
revolt against Spain, the rise of Presbytarianism in Scotland,
and the Catholic reaction in England. Althusius served Emden as
Syndic from 1604 to his death in 1638. He was elected an elder of
the church in 1617 and from then on served in both capacities.
He published two enlarged editions of the Politics, in 1610 and
1614.
This paper will not attempt to present a comprehensive summary of
Althusian theory, rather it will be directed to outlining the
form of civil society in the Althusian view, which itself is
derived from Althusius's understanding of Biblical teaching on
the subject. While he relied on many classical and contemporary
sources as well, first and foremost was Scripture, so much so
that for him, the others were merely a means to elucidate
biblical teaching. Althusius saw in the Biblical polity, the
ideal regime. As he put it:
I more frequently use examples from sacred scripture because
it has God or pious men as its author, and because I consider
that no polity from the beginning of the world has been more
wisely and perfectly constructed than the polity of the Jews.
We err, I believe, whenever in similar circumstances we
depart from it. (Preface to the 3rd ed. Carney p. 10)
What emerges from the Politics, then, is a biblically-informed
theory of the polity and the society it serves, presented in the
systematic fashion of Western political philosophy and adapted to
the conditions of Western civilization at the juncture between
end of the medieval and beginning of the modern epochs.
Althusius' Politics was the first book to present a comprehensive
theory of federal republicanism rooted in a covenantal view of
human society derived from, but not dependent on, a theological
system. It presented a theory of polity-building based on the
polity as a compound political association established by its
citizens through their primary associations on the basis of
consent, rather than a reified state, imposed by a ruler or an
elite.
Althusius published the last edition of his Politics in 1614;
just on the eve of the philosophic revolution of the 17th
century. Ironically, his contribution was ignored, if not
forgotten, for the next three hundred years; considered only by
Otto von Gierke in the 19th century as part of Gierke's effort to
revive medieval forms for the development of a modern German
political thought and a few other German thinkers.12 Althusius
was rediscovered by Carl Friedrich who published a complete Latin
edition of the Politics in 1932 with an extensive (if, in my
opinion, a somewhat misleading) introduction.13 Frederick Carney
prepared his masterfully digested translation of the Politics in
English nearly thirty years later.14 His was and remains the
first translation of the Politics in any vernacular language.
Althusius was ignored because his philosophy was bounded by the
same biblical principles of polity-building that informed
Reformed Protestantism and that were rejected by modern statist
political thought. In many respects, he was the theoretical
godfather of modern federalism but was never recognized as such
because of what were deemed archaic elements in the form of his
thought. It is doubly ironic, then, that precisely for those
reasons which lead him to be rejected by the moderns he becomes
useful to us in the postmodern epoch.
Modern political philosophy is based upon a revolution in the
theory of natural right which was deemed to be rooted in the
natural psychology of humanity and methodological individualism.
It is rooted in the liberal principle that the individual is the
only atom from which to begin the construction or analysis of
civil society. While early modern thought recognized and
emphasized that all society is civil society, organized
politically from its foundations (in contradistinction to 19th
century views of the subjects which sought the "automatic
society" that existed independently of political organization),
it also emphasizes that civil society's governmental dimension
should be limited; indeed as limited as possible.
We postmoderns understand the truth and vital importance of that
revolutionary modern idea. But we also understand that while it
may be the truth it is not necessarily the whole truth. We may
better understand that, while individual liberty is essential for
us all, so, too, are the institutions of family and community so
that the public institutions of civil society will rest on the
proper foundations; not only in the way that they are constituted
but in terms of the private dimension in which they serve to
function as they are intended to function. The character of the
res publica (or commonwealth) depends on the character of the
public it serves and just as there can be no res publica without
a public so does the character of the res publica rest upon the
kind of public within it.
Prior to modernity it was extremely difficult to separate the
public and the private within the community. Modernity made it
possible for us to separate them. The postmodern epoch must find
a way for them to live together. In this, the Biblical approach
as developed by Althusius may be of help.
The Res Publica of Althusius
In essence, Althusius emphasized that the greatest safeguards for
liberty were to be found in the structuring of the body politic
into five permanent associations: two private -- the family and
the collegium -- and three public -- the city, the province, and
the commonwealth. It was through those permanent structures that
individuals were able to function, to be represented, and
preserve their liberties. It is important to recognize that
Althusius distinguished between public and private associations.
That is to say, he provided the basis for civil society without
assuming methodological individualism as its underlying premise.
The private sphere was real and was protected not by abstract
principle alone but by the constitutional authority and political
power of the family and the collegium as private institutions.
The individual for Althusius (as for the Bible) was a reality
because every individual was created in God's image with his or
her own soul. But individuals did not stand naked in the face of
powerful public institutions, rather, they were protected by
being located within families and collegia.
Nor was that deemed sufficient. The public sphere, too, was
divided into three arenas, the city, the province, and the
commonwealth, each with its own structure that gave each its
authority and empowered each to play its role. At first glance
this seems to be a variant of the medieval corporalist model and,
indeed, some have argued that Althusius was only a modified late
medieval corporatist.15 A better case can be made however
Althusius developed a different model based on political and
social covenants.
Let us be more specific. Althusius' Politics is concerned with
ordering and communication, both done through the process of
association (consociatio) -- what he terms symbiotics.
Symbiotics is the art and science of association. Every proper
association has its own vocation or calling which is directly or
indirectly established by covenant. A proper politics rests on
both piety and justice as reflected in the two tables of the
Decalogue, the first of which states the fundamental laws of
piety and the second the fundamental laws of justice.
Althusius begins the body of his book by stating:
Politics is the art of associating (consociandi) men for the
purpose of establishing, cultivating, and conserving social
life among them. Whence it is called "symbiotics." The
subject matter of politics is therefore association
(consociatio), in which which the symbiotes (those who live
together) pledge themselves each to the other, by explicit or
tacit agreement, to mutual communication of whatever is
useful and necessary for the harmonious exercise of social
life.
The end of political "symbiotic" man is holy, just,
comfortable, and happy symbiosis, a life lacking nothing
either necessary or useful.
Symbiotics and communication are the central elements of his
system. Communication for Althusius is the sharing of things,
services and right (jus, i.e. right as law). Like all covenantal
systems it emphasizes relationships first and foremost, that are
secured through their embodiment in proper institutions.
There are two kinds of associations -- simple and private and
mixed and public. Among the former are the family and the
collegium. The family is a natural association which takes the
form of a comprehensive union, while the collegium is a limited
civil association. There are two kinds of families based on
conjugal and kinship relations. A collegium is any private
association in which "three or more men of the same trade,
training, or profession are united for the purpose of holding in
common such things they jointly profess as duty, way of life or
craft". Secular collegia are those composed of magistrates and
judges or people engaged in common agricultural, industrial or
commercial pursuits. An ecclesiastical collegium is composed of
clergymen, philosophers or teachers.
Among the mixed and public associations are the city, the
province and the commonwealth, each of which has a civil and an
ecclesiastical dimension. While each is autonomous in its own
sphere, the commonwealth is the most comprehensive and, as such,
is the universal association. There are two forms of universal
association -- the res publica or commonwealth and the regnum or
realm, with the former preferred. Althusius as a political
scientist emphasizes that he deals with the reality of political
life; not only with the "ought" as do jurists but with the "is",
hence his recognition that there are regna as well as res
publica.
In his twofold division, Althusius implicitly recognizes the two
dimensions of what he refers to as symbiotics presented in the
Bible, namely kinship and consent. As a natural private
association, Althusius sees the family as a permanent union of
its members "with the same boundaries as life itself". The
collegium, on the other hand, as a civil private association, is
more voluntary and "need not last as long as the lifetime of man"
even though "a certain necessity can be said to have brought it
into existence". In these associations there is a balance
between necessity and volition. However natural the family may
be, it is based upon a tacit or expressed agreement among its
members ordering the manner of its communication or sharing of
things, services and rights.
However strong its roots in kinship, the continued existence of
the family is essentially a confirmation of this tacit or
expressed agreement. Althusius realistically recognizes that
some families do not continue to exist.
For our purposes here, the critical instrumentality in Althusius'
system is the collegium. The primary civil association, it is a
body organized by assembled persons according to their own
pleasure and will to serve a common utility and necessity in
human life." (p. 28) There can be all kinds of collegia with all
kinds of purposes. Althusius brings lengthy examples from the
history of Israel, Egypt, and ancient Rome.
Althusius holds that it is in the nature of a collegium that its
members "agree among themselves by common consent on a manner of
ruling and obeying for the utility both of the whole body and of
its individuals." (p. 28) The essence of the collegium for
Althusius consists of "men united by their own consent"
(Dicaelogicae I,8.). Essential to the voluntary character of the
collegium is the fact that it is transitory and can be
discontinued by being "disbanded honorably and in good faith by
the mutual agreement of those who have come together, however
much it may have been necessary and useful for social life on
another occasion." (p. 28) Since the collegium is outside the
family, it is a civil association, albeit a private one. Unlike
Bodin who defines all activities outside of the home as the
activities of citizenship, Althusius distinguishes membership in
the collegium from citizenship, referring to members as
"colleagues, associates, or even brothers" (p. 29)
Althusius insists upon a minimum of three people to form a
collegium so as to overcome dissension. Althusius cites many
biblical examples of collegia, in this case more particularly in
the New Testament than in the Old, no doubt because Christianity
organized itself on a voluntary basis within an existing civil
society, while the Israelites developed as a single comprehensive
people or commonwealth. [Examples of this association can be seen
in Acts 6:2f.; 12:12; 13:15, 27; 15:21; 28:23, 30f.; Matthew 4;
6:2; 10:24; 13; Exodus 29:42; Numbers 10:10.] Upon this
Scriptural base, Althusius builds his discussion of the collegium
on Roman law (Carney, p. 29, ftnt 3). Colleagues are equals
unless they organize themselves otherwise. Decision-making is by
majority rule and decisions pertain "jointly and wholly to the
colleagues as a united group, but not in matters separately
affecting individual colleagues outside the corporate
fellowship." (p. 32) Althusius even requires a quorum of
two-thirds of all members to make decisions. "In matters common
to all, one by one, or pertaining to colleagues as
individuals...even one person is able to object." (p. 32) "The
reason is that in this case what is common to everyone is also my
private concern." (p. 32) The president, rector, or director of
the collegium is elected by the colleagues. He is "superior to
the individual colleague but inferior to the united
colleages...whose pleasure he must serve...." (p. 29)
Althusius continues, "communication among the colleagues is the
activity by which an individual helps his colleague, and so
upholds the plan of social life set forth in covenant agreements.
"These covenants and laws (pacta et leges) of the colleagues are
described in their corporate books.... Such communication
pertains to (1) things, (2) services, (3) right and (4) mutual
benevolence" communicated by the collegium. (pp. 29-32)
Because the idea of the collegium at first glance resembles
guilds common to the medieval city, many assume that it is merely
a restatement of medieval cooperatism. This is not the case.
Althusius' reform is to emphasize the voluntary, transient, and
limited nature of the collegium as distinct from the feudal
corporate structure of the guild.
In the case of the collegium, Althusius adds communication of
something beyond things, services, and rights -- namely, mutual
benevolence, parallel to the biblical concept of hesed (covenant
love) or re'ut (neighborliness). Althusius defines mutual
benevolence as "that affection and love of individuals toward
their colleagues because of which they harmoniously will and
'nil' on behalf of the common utility" (p. 32). He understands
that this kind of brotherly love is necessary for the collegium
as a moral community of colleagues. For Althusius, as for all
proper covenantal thinkers, covenants are not enough. There must
also be a covenantal dynamic as symbolized by hesed and re'ut
which is "nourished, sustained, and conserved by public banquets,
entertainments, and love feasts." (p. 32)
Since the collegium develops from a natural need, it is not
completely voluntary and presumably would not be disbanded unless
alternate means existed to meet the needs for which it arose in
the first place. While it comes into existence through an act of
will and covenant it is this relationship to neccesity that makes
it more than merely a matter of individual choice. Althusius
emphasizes that all five of the associations he describes are
rooted in necessity although their existence, form, and means of
communication are determined through acts of will and covenant.
Unlike public associations where individual participation is
essentially indirect, in the collegium the colleagues can
participate directly. Still, they need a leader to administer
the affairs of the collegium. That leader is "bound by the
purposes for which the collegium exists, and by the laws defined
through its corporative processes (Carney, page xxii)".
Public associations are directly constituted by families and
collegia, not individuals, with families and collegia
constituting cities, cities constituting provinces, and provinces
commonwealths. What is critical here is that while public
association also exists out of necessity, a public association
cannot come into existence or continue to exist without the
private associations that constitute it. Again for Althusius
this is a matter of reality and not only of right.
There is also another distinction between private and public
associations. Public associations are territorial, that is to
say they have jurisdiction over specific territory, while private
associations are not. Thus the two forms of associations
together cover the two principle options for human organization.
Private civil associations, in particular, offer means to modify
or supplement the territoriality of public associations.
Althusius' Latin term for association, consociatio, has been
revived in our times as consociationalism to describe
institutionalized political power sharing on a non-territorial
basis, i.e. a kind of non-territorial federalism. Further than
that distinction however, the same general principles of
communication and rule apply equally to both forms of
association. This is a major departure from medieval Roman law
in which public associations were essentially hierarchical and
administrative, that is to say, they served an imperial power
pyramid. Althusius makes public associations symbiotic i.e.
covenantal, of the same general genus as private associations.
Basing both on the same sources of legitimacy and modes of
operation is a major federal element in Althusian thought.
There are two forms of public association -- particular and
universal. In the full-fledged commonwealth, the city and the
province are particular forms of association while the res
publica or regnum is universal. Sovereignty, which Althusius
clearly vests in the people (see below) is vested in the people
of the universal public association which, in a sense, is what
distinguishes it as universal. In that sense, the question of
the locus of popular sovereignty determines what is universal and
what is particular rather than the other way around. Althusius
recognizes that city/states like Venice are universal
associations since they have commonwealth status. In a sense
this unstated reversal is part of a further inconsistency in the
status of provinces. The realistic political scientist looking at
the Holy Roman Empire of Althusius' time had to take note of its
formally feudal structure, whereby Princes, Dukes, Counts or
other nobility who ruled provinces were at least nominally
subsidiary to the Holy Roman Emperor, the Supreme Magistrate,
rather than chosen by the citizenry, thus partly compromising the
symbiotic foundations of provincial rule.
All three public associations are governed through a system of
separation of powers, with a Senate or similar body representing
the people through representatives from their private
associations and a chief executive who presides over the
communication of things, services and rights. The task of the
Senate is to establish, defend and if necessary modify the
fundamental laws of the public association. Under certain
circumstances it may even remove the chief executive.
Critical in the rule of every public association are the
ecclesiastical, civil and private associations -- what we today
refer to as mediating institutions that provide the basis for
representation in the public associations. Ecclesiastical
associations are not only concerned with piety in the traditional
sense but also with public education in both religion and the
liberal arts.
Constitutional Design or the Rules of Order
Althusius emphasizes that one of the principal rights of a
commonwealth is the communication of rights by the citizens among
themselves. The basis for this communication of rights is
embodied in the jus commune, here the common right, fundamental
law or constitution of an association. Althusius uses the term
jus commune in two senses: as referring to God's divine
constitution, the unchanging moral law binding upon all people
and their associations (on this larger constitutional meaning see
Chapters 21 and 22); and also more narrowly to refer to the
constitutional foundations of particular associations .
Voluntary associations may establish their own statutes in the
framework of public law and in harmony with their jus commune
which is customarily written in the association's records. The
constitution is best established by the common consent of the
colleagues or citizens but (in an allowance for late medieval
reality) it may be granted to them as a special privilege by a
superior magistrate. Althusius does not distinguish between
covenants and constitutions, treating every constitution as a
covenant and using the terms almost interchangeably as in his
discussion of the "covenant or constitution by which the supreme
magistrate is constituted by the Ephors with the consent of the
associated bodies..." (p. 118).
Althusius discusses the more comprehensive jus commune in his
chapters on political prudence. The constitutional ordering of
rules, then, is an act of political prudence.
"The rule of living, obeying, and administering is the will
of God alone, which is the way of life, and the law of things
to be done and to be omitted. It is necessary that the
magistrate rule, appoint, and examine all the business of his
administration with this law as a touchstone and measure,
unless he wishes to rule the ship of state as an unreliable
vessel at sea, and to wander about and move at random. Thus
administration and government of a commonwealth is nothing
other than the execution of law. Therefore, this law alone
prescribes not only the order of administering for the
magistrate, but also the rule of living for all subjects...."
(p. 134)
"...law in the general sense is a precept for doing those
things that pertain to living a pious, holy, just, and
suitable life. That is to say, it pertains to the duties that
are to be performed toward God and one's neighbor, and to the
love of God and one's neighbor...." "...laws or rights in
human society are as fences, walls, guards, or boundaries of
our life, guiding us along the appointed way for achieving
wisdom, happiness, and peace in human society." (p. 134)
Basing his discussion on biblical sources (particularly Romans
I:19 and II:14f), Althusius sees the jus commune as "naturally
implanted by God in all men." (p. 134) At that level, "this jus
commune is set forth for all men nothing other than the general
theory and practice of love, both for God and for one's
neighbor." (p. 135) Althusius soon moves beyond that because he
notes that this law is "not inscribed equally on the hearts of
all. The knowledge of it is communicated more abundantly to some
and more sparingly to others..." (p. 135).
The next step is the writing down of this constitutional law in
the Decalogue. Its first table deals with love of God and piety
and the second, love of man and civil or political life.
Althusius refers to the Ten Commandments as "mandates and
precepts" but indicates that in the Bible they are referred to as
"judgements, statutes, and witnesses." His analysis of each of
the commandments sets forth what he understands to be the general
constitution of all humanity. As he says, "the Decalogue has
been prescribed for all people to the extent that it agrees with
and explains the common law of nature for all peoples" (p. 139).
"Proper law (lex propria) is the law that is drawn up and
established by the magistrate on the basis of common law (lex
communis) Althusius uses jus and lex interchangeably in this
particular discussion] and according to the nature, utility,
condition and other special circumstances of his country. It
indicates the peculiar way, means, and manner by which this
natural equity among men can be upheld, observed, and
cultivated in any given commonwealth." (p. 139) Lex propria
has two parts: that which is in agreement with the jus
commune, (convenientia), and that which is different from it
(discrepantia).
He then turns to focus more explicitly on Jewish proper law which
is divided into ceremonial law and forensic or civil law, the
first designed to aid in the observance of the first table of the
Decalogue and the second designed to make possible the
maintenance of the second. With regard to the ceremonial law, he
follows the Orthodox Christian view. It leads to Christ and
should now be viewed through the teachings of Jesus. With regard
to the civil law, however, "it follows that the magistrate is
obligated in the administration of the commonwealth to the proper
law of Moses so far as moral equity or common law are expressed
therein." (p. 143) At the same time, the proper law of Moses
which is not so directed should not be compulsory in a Christian
commonwealth.
Every institution in the commonwealth needs to have its rules
established by consent of its citizens or members and written
down. In other words, they must be in covenantal form and in
harmony with God's original covenant with ancient Israel as
embodied in the Decalogue. As a covenant, the constitution is a
reciprocal contract, binding all parties to it whether equals or
unequals, that is to say, rulers and ruled, and granting powers
as determined by the body of the association. Such a
covenant-constitution is designed to prevent any exercise of
absolute power within the association. Althusius makes it clear
that "power...is established for the utility of those who are
ruled, not of those who rule, and the utility of the
people...does not in the least require unlimited power." (p. 117)
Althusius is very strong on the point that "absolute power is
wicked and prohibitive...even almighty God is said not to be able
to do what is evil and contrary to His nature." (p. 117)
This brief, structurally oriented description of Althusius'
system does not do it justice. Critical to understanding how
this structure is to work is Althusius' emphasis on communication
as the sharing of things, services and right. Institutions exist
as means to order and foster communication or sharing in a
situtation where consent is the foundation of the commonwealth.
Althusius is resolutely opposed to tyranny in part because it is
unjust and in part because he sees it as ineffective.
As a result of his emphasis on covenant and communication,
Althusius has essentially rejected the reified state and with it,
statism. His idea of vesting sovereignty in the people through
their associations counters the argument of Jean Bodin that there
must be a single point in which sovereignty is concentrated; in
Althusius' time, the monarch and, later, the reified state. In
this Althusius is a precursor of the solution devised by the
founders of the United States to resolve the problem of
sovereignty by vesting it in the people.16 The American founders
had an easier time of it because of the more homogeneous
character of the people to whom they addressed their solution.
In the more complex and heterogeneous society of German Holy
Roman Empire, the Althusian idea of vesting sovereignty in the
people through their associations offered a role to both soften
the impact of the "state" and to preserve the diverse primordial
and civil ties that characterize European society.
In all this Althusius has provided a proper application of the
biblical model. For the Bible, only God is ultimately sovereign.
Politically, however, sovereignty is vested with the people, who
possess operational sovereignty within the framework of God's
constitution. For the Bible, that constitution is the Torah; for
Althusius, it is the Decalogue. Thus, the two expressions of
sovereignty come together in a constitutional document that,
barring direct Heavenly intervention, becomes the actual source
of authority, which can be modified by the people within the
limits imposed by the laws of piety and justice represented by
the two tables of the Decalogue. This constitutional document
and the network of associations, symbiotic relationships and
communication of things, services, and right/law are in a sense
the best protection against tyranny and for what we would today
call human rights.
What of the matter of rights? For both the Bible and Althusius,
the question of rights is derived essentially from the question
of justice and the human obligation of God to act justly.
Politics is symbiotics in communication. It provides the
framework and the means to act justly and to do justice. Thus
the fundamental associations of political community -- public and
private, civil and natural -- are media for doing justice.
Beyond that, each form of association forms a particular kind of
moral community within which justice is to be achieved and right
or rights protected in a different way. One of the principal
lessons of Althusius' teaching for us today is that humans are
organized in different moral communities, and right or rights
with regard to each must be treated in a manner appropriate to
it.
The modern worldview, by emphasizing the individual standing
naked against civil society as represented by government, has
increasingly come to emphasize the legal enforcement of legally
defined rights. Originally applied to government alone, this
approach to rights has been extended to other forms of civil
associations and even more recently to natural associations,
public and private, because of that oversimple and limited
perception of the political relationship underlying civil
society, what constitutes rights, and how they are to be
enforced.
In a just society, there must be an appropriate conceptualization
of right and rights for relationships within each different kind
of moral community with appropriate means of enforcement. In
ancient and medieval society, much justice was promised without
sufficient means of enforcement. Modern political thought
successfully attacked that problem by providing means of
enforcement but, in the process, rejected a more complex view of
what constitutes justice or right, a view based upon an
understanding of the different forms of association in which
humans are involved, recognizing the fact that all such
associations being established on the basis of covenant includes
the dimensions of justice and right and establishes or
systematizes relationships upon which appropriate theories of
rights and rights enforcement can be based.
Trained in theology and jurisprudence, Althusius became a
political scientist and indeed makes a strong argument that
politics is the equal of the first two disciplines. In his
Preface to the first edition, Althusius goes into a long
discussion of the relationship between political science,
theology, and jurisprudence, and the separation between them,
summarizing the task of the political scientist as follows:
A political scientist properly teaches what are the sources
of sovereignty and enquires to determine what may be
essential for the constituting of a commonwealth. The
jurist, on the other hand, properly treats of the right (jus
or law) that arises at certain times from these sources of
sovereignty in the contract entered into between the people
and the prince. Both therefore discuss the rights of
sovereignty, the political scientist concerning the fact of
them and the jurist concerning the right of them.
While couched in the language of the sixteenth century, the
distinction is not foreign to us. In the Preface to the Third
Edition, Althusius elaborates on this by elaborating on the
relationship between political science and theology through his
emphasis on the role of the Decalogue.
Polity and Political Economy
Althusius' polity is one that is built from the beginning on a
political economy since so many of the civil private associations
that he has in mind are basically occupational in character.
Nevertheless, he does separate politics and economics (pp.
26-27).
So therefore economics and politics differ greatly as the
subject and end. The subject of the former is the good of
the family; its end is the acquisition of whatever is
necessary for food and clothing. The subject of the latter,
namely politics, is pious and just symbiosis; its end is the
governing and preserving of association and symbiotic life.
In posing this definition it should be noted that Althusius
deliberately rejects the notion that economics is exclusively
private and politics exclusively public. At least with regard to
politics, it is also private. The linkage of the two is to be
found in the fact that symbiotic communication or sharing
involves things or goods, services and rights or lawful
structures (pp. 14 passim).
Throughout each of the five arenas of association, the civil
private association is usually an economic association of one
kind or another which nevertheless requires political order
within it as well as to be part of the political order of the
three public associations. In the relationship between the
public associations and the economy, a city has responsibility
both for regulating economic life and for providing the public
infrastructure necessary for economic life (pp. 42-43). The
province has the responsibility for the support of commercial
activity and the care of the public good of the province (p. 48)
and also to the education and training of "merchants, farmers,
and workmen who are skilled, industrious and distinguished" (p.
56).
The commonwealth, following the fifth commandment, is charged
with the responsibility of protecting the system's goods, their
use and ownership (p. 76). Althusius understands this as
involving not only a citizen's goods, but also his safety and
good name, all of which are viewed as property not to be stolen
(p. 75). The commonwealth is also charged with the regulation of
commerce and contracts, and is responsible for providing an
adequate system of coinage (pp. 79-80). In this respect, the
commonwealth is charged with overseeing the means necessary for
procuring advantages for social life (pp. 170 passim).
While Althusius does not directly concern himself with what we
today define as the problem of individual rights, as in the
Bible, individuals are recognized in his system by their
uniqueness, godliness, and individual moral responsibility.
Government, for Althusius, as for the Bible, is concerned
primarily with justice, though the question is left open as to
how much it is concerned with holiness or morality. If we can
summarize Biblical and Althusian thought on the matter, public
associations must give due recognition to piety, holiness and
morality, but should go easy on efforts to do more than be
exhortative in those spheres. In other words, they should make
clear what the standards are but should limit their role as God's
policemen. Liberty is protected by the rejection of the reified
state and statism, and the emphasis in its place on the compound
of associations, the separation of powers, and on right
procedures.
Modern federalism, invented by the United States, operates
essentially on a Madisonian model which, although itself derived
from a variety of sources, draws its conception of civil society
from Lockean individualism. Hence Madisonian federalism is based
on the idea that polities are comprised first and foremost of
individuals who combine themselves into peoples out of choice,
establishing political institutions in the process by means of
political covenants and constitutions. While the Madisonian
model has much to teach all those embarked on federal
experiments, particularly with regard to how a polity should be
modeled in the first place as a matrix of substantially
independent cells linked through a common communications network
rather than as a power pyramid or a polity with a power center
and periphery, it has its limits in addressing federal
experiments built upon pre-existing states, nationalities, or
other primordial groups with strong identities. Indeed, it is the
persistence of those primordial groups which contributed mightily
to the failure of the modern state system invented in Europe in
the seventeenth century that pushed Althusian ideas out of sight.
The modern state system was to be centralized because each state
was to be a nation-state, a state of a single nation.
Unfortunately for the theory, the reality was such that the
primordial groups refused to disappear, often in the face of the
most extraordinary pressures directed against them by the state
builders.
The collapse of the old state system has reawakened popular ties
to those groups throughout Europe as well as the rest of the
world. Hence, they too must be considered in developing federal
responses to current political problems. The European Community
is a case-in-point. With all of Europe's new concern for the
individual and his or her rights, Europeans do not come to
polity-building culturally naked. They have recognized that any
successful political solution for Europe needs to be built on a
more complex model than that of the United States. Such a model
may indeed be available for them in the federal theory of
Althusius, precisely because he was one of those on the eve of
the modern epoch who tried to foster federal as distinct from
statist solutions on the Continent.
The Althusian model directly addresses the complexities of the
multi-national situations, taking into consideration families and
primordial groups as well as formal political institutions,
corporations as well as territorial units. In his Politics, he
methodically constructs a compound republic or federal system
that is both territorial and consociational. Moreover it is one
that can accommodate four or five arenas of territorial
governance instead of two or three, the accepted number in modern
federations. For example, at least three of the EC member
states, Belgium, Germany, and Spain, are themselves federations
and other are decentralized unions with three (or four) arenas of
governance. For them the European community is a fourth (or a
fifth).
Althusius had the misfortune of publishing his great work at the
very beginning of the seventeenth century, just at the time when
his compatriots were turning towards statism. In the ensuing
struggle over the direction of European state-building in the
seventeenth century, the Althusian view which called for building
of states on federal principles, as compound political
associations, lost to the view of Jean Bodin and the statists who
called for the establishment of reified centralized states where
all powers were lodged in a divinely-ordained king at the top of
the power pyramid or in a sovereign center. While Althusian
thought had its exponents until the latter part of the century,
after that it subsequently disappeared. It remained for the
Americans to invent modern federalism on the basis of modern
individualism and thus reintroduce the idea of the state as a
political association rather than a reified entity.
In the nineteenth century, one party of German thinkers seeking
the unification of Germany on federal principles and led by Otto
von Gierke, rediscovered Althusius. There, too, however,
Germany's movement toward reified statehood and finally
totalitarianism left Althusian ideas out in the cold.
Althusian ideas remained peripheral even to students of modern
federalism since modern federalism, was so strongly connected
with the principle of individualism that there was no need to
consider the Althusian effort to deal with the problems of
family, occupation, and community along with individual rights in
establishing political order. Only recently, as we have come to
see the limits of unrestrained individualism, both
philosophically and practically, have political scientists begun
to explore problems of liberty in relation to primordial groups
-- families, ethnic communities and the like. Here it was
discovered that Althusius had much to offer contemporary society.
Martin Buber was perhaps the first to suggest how Althusian ideas
could serve twentieth century man, in part basing his political
works on Althusius. At the very beginning of his classic study
of the Israeli kibbutz as a model for the reconstruction of
society along cooperative lines, Buber described the proper
social order as a consociatio consociationum, deliberately
selecting Althusius' formulation as the starting point from which
to develop his own realistic utopia.17
Carl Friedrich, the great academic exponent of German liberalism,
revived academic interest in Althusius with his publication of
the Politics in its Latin version with an extensive introduction.
More recently, various scholars such as Frederick Carney, Patrick
Reilly, and Thomas Heuglin have explored Althusius' ideas. In
his native Germany there has been a renewed interest in Althusian
ideas as a foundation for German federal democracy.
In Yugoslavia, Althusian influence has been a powerful
counterweight to Communism as the basis for introducing a measure
of republican liberty. In 1973, I interviewed Professor Jovan
Djordjevic, the doyen of Yugoslav political scientists, a close
associate of Marshall Tito, and author of the various Yugoslav
and republic constitutions during the first three decades of the
present Yugoslav regime. In our discussion, Professor Djordjevic
indicated how much the construction of that regime had been
influenced by Althusian ideas and models.18
Somewhere between Buber's utopian vision and the effort to
concretize Althusian models in Yugoslavia is the theory of
consociationalism developed by Arend Lipjhart, Gerhard Lembruch,
and others.19 Borrowing that distinctively Althusian term, the
consociational theorists attempted to explain what is in effect a
non-territorial federal division of powers that constitutes a
democratic alternative to either Jacobin or majoritarian
democracy and to demonstrate how that model has been applied in
countries such as the Netherlands, Belgium, Switzerland, Austria
and Israel, among others. Studies of consociational democracy in
action have repeatedly demonstrated that consociational
arrangements work best and are longest-lived where they are
combined with territorial federalism, in other words where both
dimensions of the Althusian solution grand design are present.20
A Summing Up
There is some dispute among scholars regarding the relationship
between Althusius and federalism. Otto von Gierke, the first
scholar to try to restore Althusius to his rightful place in the
history of political thought, saw him as essentially a
medievalist, seeking to reconstruct medieval corporatism for a
post-medieval and changing time. Carl Friedrich, on the other
hand, the most important figure in the twentieth century
Althusian revival, viewed Althusius as the forerunner of modern
federalism. Today, Patrick Reilly and to some extent Thomas
Heuglin follow the Gierkian approach, while Frederick Carney and
this writer follow that of Friedrich.21
I would suggest that it is necessary to look to Althusius not
only in historical perspective as a transitional figure from
medieval corporatism to modern federalism, but as a source of
ideas and models for a post-modern federalism. Pre-modern
federalism had a strong tribal or corporatist foundation, one in
which individuals were inevitably defined as members of
permanent, multi- generational groups and whose rights and
obligations derived entirely or principally from group
membership. Modern federalism broke away from this model to
emphasize polities built strictly or principally on the basis of
individuals and their rights, allowing little or no space for
recognition or legitimation of intergenerational groups.
A post-modern federalism must reckon with one of the basic
principles of post-modern politics, namely that individuals are
to be secured in their individual rights, yet groups are also to
be recognized as real, legitimate, and requiring an appropriate
status. Althusius is the first, and one of the few political
philosophers who has attempted to provide for this synthesis.
Needless to say, his late-medieval thought cannot be transposed
whole into the post-modern epoch in the latter part of the
twentieth century. But in part because he wrote in a period of
epochal transition from the late-medieval to the modern epoch,
much of his system, its ideas, and even its terminology, may be
adaptable or at least form the basis for a post-modern
federalism.
Here we can only outline some of the salient points in Althusius'
thought.
1) The foundations of Althusius' political philosophy are
covenantal through and through. Pactum is the only basis for
legitimate political organization. More than that, Althusius
develops a covenantal-federal basis that is comprehensive. Not
only is the universal association constructed as a federation of
communities, but politics as such is federal through and through,
based as it is on union and communication (in the sense of
sharing) as expressed in the idea that its members are symbiotes.
Althusius' dual emphasis on federalism as a relationship and on
sharing as the basis of federal relationships has turned out to
be a basic axiom of federalism. While there can be different
forms of a federal relationship and sharing can be expressed in
different ways, federalism remains essentially a relationship and
sharing its guiding principle. The polity, then, is a symbiotic
association based upon symbiosis and constituted by symbiotes.
2) Althusius deals with the problem of sovereignty, then becoming
the critical juridical problem for modern state-building, by
vesting it in the people as a whole. On one hand this is what
makes the good polity a res publica or commonwealth. On the
other it also makes it possible to be a consociatio
consociationum, a universitas composed of collegia, since the
people can delegate the exercise of sovereign power to different
bodies as they please (according to their sovereign will).
The problem of indivisible sovereignty raised by Jean Bodin
became the rock upon which pre-modern federalism foundered. The
modern state system was based on the principle of indivisible
sovereignty which in an age of increasingly monolithic and
energetic states became a sin qua non for political existence.
Thus the medieval world of states based on shared sovereignty had
to give way. It was not until the American founders invented
modern federalism that a practical solution to this problem was
found enabling the development of modern federation as a form of
government. Althusius provided the theoretical basis for dealing
with the sovereignty question over 175 years earlier (no doubt
unbeknownst to them) and gave it the necessary philosophic
grounding.
Althusius further understands political sovereignty as the
constituent power. This is at once a narrower, more republican
definition of sovereignty whose plenary character is harnessed as
the power to constitute government -- a power which is vested in
the organic body of the commonwealth, i.e., the people. Moreover,
once the people act, the sovereignty is located in the jus regni,
the fundamental right/law of the realm or the constitution.
This Althusian concept has important implications in contemporary
international law which is grappling with the problem of how to
mitigate the effects of the principle of absolute and undivided
sovereignty inherited from modern jurisprudence in an
increasingly interdependent world. Even where the principle is
not challenged, the practical exercise of absolute sovereignty is
not longer possible. There are an increasing number of
situations in which even the principle cannot be applied as it
was. One way out in such cases has been to vest sovereignty in
the constitutional document itself, that is to say, in what
Althusius would refer to as the jus regni. Vesting sovereignty in
a constitutional document is entirely consonant with a covenantal
federalism.
3) Althusius serves as a bridge between the biblical foundations
of Western civilization and modern political ideas and
institutions. As such he translates the biblical political
tradition into useful modern forms. In this he must be
contrasted with Spinoza who a few years later in his Theological
Political Tractate makes the case for a new modern political
science by presumably demonstrating that biblical political ideas
applied only to ancient Israel and ceased to be relevant once the
Jews lost their state (unless and until the Jews were restored).
Althusius confronts the same problems of modern politics without
jettisoning or denying the biblical foundations. In part this
rendered him less useful during the modern epoch when his
unbending Calvinist emphasis on the necessary links between
religion, state and society in the form of twinned civil and
ecclesistical jurisdictions fell afoul of the development of the
modern secular state.
The Althusian version of the Calvinist model of the religiously
homogeneous polity is not likely to be revived in the post-modern
epoch. Nevertheless, we are beginning to recover an old
understanding that no civil society can exist without some basis
in transcendent norms which obligate and bind the citizens and
establish the necessary basis for trust and communication. The
connection between the Decalogue and jus as both law and right,
while hardly original to Althusius, may offer possibilities for
renewed development in our times. Althusius adopts a
conventional understanding of the two tables of the Decalogue of
his time, namely that the first table addresses itself to piety
and the second to justice, both of which are necessary
foundations for civil society.
4) Very important in this connection is Althusius' development of
the concept of jus regni, which he derives explicitly from the
biblical mishpat hamelukhah (law of the kingdom), enunciated in I
Samuel 10, to serve as constitution of the universal association,
at one and the same time establishing the constitution as a civil
rather than a religious document, yet one which has its source in
or at least is in harmony with divine and natural law.22 While
contemporary political scientists emphasize the secular character
of modern constitutionalism, examination of most contemporary
constitutions reveals that they reflect the same combination of
claims, namely linkage to transcendent law, more often divine
than natural, yet human artifacts that are civil in character.
While in recent years we have made considerable advances in
developing an understanding of constitutional design, in doing so
we have neglected this linkage and its implications for right law
that Althusius calls to our attention.
5) While Althusius was clearly a product of his times and the
ideal state of his design is one which reflects the class and
reference group structure of sixteenth century German society, it
is significant that Althusius leaves open the possibility for
democracy as we know it, including female participation in public
life and office-holding, and a more classless and egalitarian
basis for participation generally. Since I do not have a
sufficient command of the Latin text to properly explore the
issue, I cannot say whether Althusius has an esoteric as well as
an exoteric teaching, but this suggests that there may be a
hidden dimension to be explored in the Politics and Althusian
thought generally. Nor is the federal aspect insignificant here.
Althusius suggests different forms and extents of participation
in the different arenas of government as one possible way to
extend participation in public life to groups heretofore
disenfranchised in the world that he knew.
A contemporary Althusian politics should address itself to the
same possibilities; for example, somewhat indirect democracy
for international institutions and republican or representative
government for what Althusius would have called provincial and we
would call state, land, or cantonal institutions, and for the
universal association or general government.
6) Althusius recognizes the modern distinction between public and
private realms, yet also preserves the connection between them.
In this respect, he, like the moderns who were to follow him,
breaks with classic notions of the all-embracing polis to
recognize the legitimacy of a sphere of private activity that
exists constitutionally by right, thereby preventing
totalitarianism. Yet he recognizes the connection between the
simple and private dissociations of family and collegium and the
mixed and public associations of city, province and commonwealth.
Indeed the relationship between private and public spheres and
associations is a major concern of his as it is increasingly to
those of us who must reckon with the realities of the post-modern
epoch in which everything is tied into everything else, like it
or not.
One of the advantages of the modern epoch was that it was
possible to more sharply separate the public and private spheres
because the modern epoch was one in which increased distance
between them was possible. Since this is no longer the case, the
new commonwealth requires more Althusian communication, that is
to say, as everything impinges upon everything else, more sharing
is necessary. Althusius' emphasis on the existence of both
natural and civil associations in the private sphere reflects his
emphasis on what we would call the natural right of association.
The family is a natural association based on two relationships:
conjugal and kinship. Since the nuclear family is a conjugal
relationship, even it is covenantal. The collegium or civil
association in both its secular and ecclesiastical forms is
covenantal.
Mixed and public associations are equally covenantal: the
city is a covenantal republic formed of a union of collegia, the
province a covenantal union of cities, and the commonwealth a
covenantal union of provinces (this is so even though Althusius
talks of the rights of the province as an arm of the commonwealth
and not simply a union of cities). Covenants for Althusius are
the ways in which symbiotes can initiate and maintain
associations. They are products of both necessity and volition.
7) Althusius' definition of politics as the effective ordering of
communication (of things, services and rights) offers us a
starting point for understanding political phenomena that speaks
to contemporary political science. This leads us to the second
half of Althusian thought: that dealing with statesmanship,
prudence and administration. It would be possible to say that
the second half of Althusian teaching is general to all of
politics and not specifically to federalism, except that this
would do violence to the first half of Althusian teaching which
sees all politics as federal politics in the broadest sense.
It should be clear that Althusius directly addresses the issues
that surround the relationship between collective organization
and individual liberty and the role of rules or constitutions in
constituting and constraining collective organizations and
constraining and protecting individual liberty. First of all, in
the manner of contemporary public choice theorists, Althusius
reduces the distinctions between private and public associations
to those of function and scope rather than essence (essentially
following the biblical view of the matter). For Althusius,
following the biblical model, the constituting rules governing
collective organizations and the relations among them are
embodied in covenants, which also serve to ground liberty in the
rules themselves. Covenants are made among the symbiotes to
initiate and maintain all associations. Universal association is
further served by the jus regni as its constitution. The jus
regni is explicitly derived from the biblical mishpat hamelukhah
and indeed is a translation of that term. For Althusius, as for
the Bible, the jus regni is the civil constitutional law derived
from the Decalogue.
Notes
1. Alexis De Tocqueville, Democracy in America, edited by J.P.
Mayer and Max Lerner, translated by George Lawrence (New York:
Harper and Row, 1966, pp. 666-669).
2. Michael Novak, ed., Democracy and Mediating Structures: A
Theological Inquiry (Washington, D.C.: American Enterprise
Institute, 1980).
3. Daniel J. Elazar, The American Constitutional Tradition
(Lincoln and London: University of Nebraska Press, 1988,
chap. "Pluralism, Federalism, and Liberty", pp. 39-53).
4. Michael Novak, Democracy and Mediating Structures.
5. Ellsworth Huntington, The Mainsprings of Civilization (New
York: Mentor, 1972); Clifford Geertz, Interpretation of
Cultures (New York: Basic Books, 1973).
6. On ethnic reassertion in Europe, see: Michael Burgess, ed,
Federalism and Federation in Western Europe (London: Croom Helm,
1986); Murray Forsyth, ed., Federalism and Nationalism
(Leicester; Leicester University Press, 1989); and Hugh
Seton-Watson, Nations and States (Boulder, Colorado: Westview
Press, 1977).
7. Karl Raimund Popper, The Open Society and its Enemies
5th ed., (London: Routledge & K. Paul, 1969).
8. On the federal dimension of the biblical world view see, one
of the best available sources is Martin Buber, Kingship of God
(New York: Harper and Row, 1967). This writer has treated the
subject in "Government in Biblical Israel," Tradition
(Spring-Summer, 1973) and in "Covenant as the Basis of the Basis
of the Jewish Political Tradition," Jewish Journal of Sociology
(June, 1978). See also Daniel J. Elazar, Kinship and Consent:
The Jewish Political Tradition and its Contemporary
Manifestations (Lanham, MD: University Press of America and
Jerusalem Center for Public Affairs, 1983); Daniel J. Elazar and
Stuart A. Cohen, The Jewish Polity (Bloomington, Ind: Indiana
University Press, 1984); Daniel J. Elazar and John Kincaid, eds.
Covenant, Polity, and Constitutionalism (Lanham, MD: University
Press of America and the Center for the Study of Federalism,
1984).
9. On Jews and politics, see: Daniel J. Elazar, People and
Polity (Detroit: Wayne State University Press, 1989), esp. Chap.
1; "Kinship and Consent in the Jewish Community: Patterns of
Continuity in Jewish Communal Life," Tradition Vol. 14, no. 4
(Fall 1974) pp. 63-79; and "Covenant as the Basis of the Jewish
Political Tradition", op cit.
10. On the biblical roots of Reformed Protestanism, see:
Daniel J. Elazar and John C. Kincaid, The Covenant
Connection: Federal Theology and the Origins of Modern
Politics, Center for the Study of Federalism/ University
Press of America, forthcoming; Perry Miller, The New England
Mind (Cambridge, Mass: Harvard University Press, 1967); R.H.
Murray, The Political Consequences of the Reformation (New York:
Russell and Russell, 1960).
11. See, for example, John Calvin, Institutes of the Christian
Religion 2 vols. A new translation by Henry Beveridge. (London:
J. Clarke, 1953); Robert McCune Kingdon, ed., Calvin and
Calvinism: Sources of Democracy? (Lexington, Mass.: Heath,
1970); George Laird Hunt, ed., Calvinism and the Political
Order. Essays prepared for the Woodrow Wilson Lecturship of the
National Presbyterian Center. (Philadelphia, Pa.: Westminster
Pres, 1965).
John Knox, The History of the Reformation of Religion in
Scotland. Introd. and notes by William McGavin (Glasgow: Blackie,
Fullarton, 1831).
Roger Williams, Experiments of Spiritual Life.... (London, 1652;
repr. Providence, S.S. Rider, 1863); Perry Miller, Roger
Williams, His Contribution to The American Tradition (New York:
Atheneum, 1970); Edmund Sears Morgan, Roger Williams, The Church
and the State (New York: Harcourt, Brace & World, 1967).
John Winthrop, Winthrop's Journal "History of New England"
1630-1649, edited by James Kendall Hosmer (New York: Barnes &
Noble, 1953); Darret Bruce Rutman, John Winthrop's Decision for
America (Philadelphia: J.B. Lippincott, 1975); and his other
work Winthrop's Boston - Portrait of a Puritan Town, 1630-1649.
(Chapel Hill: University of North Carolina Press, 1965).
On Ulrich Zwingli, see Rupert Eric Davies, The Problem of
Authority in the Continental Reformers; A Study in Luther,
Zwingli and Calvin (London: Epworth Press, 1946).
12. Otto von Gierke, Johnnes Althusius und die Entwicklund der
naturrechtlichen Staatstheorem, published in translation as The
Development of Political Theory in 1939, and Political Theories
of the Middle Ages, translated with an Introduction by F. W.
Maitland (Cambridge, England: The University Press, 1900:
reprinted 1968).
13. Carl J. Friederick, ed. The Politica Methodice Digesta of
Johannes Althusius (Cambridge, Mass: Harvard University Press,
1932).
14. The Politics of Johnnes Althusius, abridged and translated by
Frederick S. Carney (Boston: Beacon Press, 1964).
15. Cf. Patrick Reilly, "Three 17th Century German Theorists of
Federalism: Althusius, Hugo and Leibniz," in a special issue of
Publius: The Journal of Federalism, edited by David L. Schaefer,
Vol. 5, no. 3 (Summer 1976).
16. Cf. Donald Lutz and Jack D. Warden, A Covenanted People: The
Religious Traditions and the Origins of American
Constitutionalism (Providence: John Carter Brown Library,
1987); See also Daniel J. Elazar, The American Constitutional
Tradition
17. Martin Buber, Paths in Utopia (Boston: Beacon Press,
1958); Bernard Susser, "The Anarcho-Federalism of Martin Buber,"
Publius 9 No. 4, pp. 103-116.
18. See also Jovan Djordjevic, "Remarks on the Yugloslav Model of
Federalism," Publius 5 No. 2 (Spring 1975) pp. 77-78.
19. Arend Liphart, "Consociational Democracy", in World
Politics 21 (1968/69) pp. 208-225.
20. See Federalism and Consocialism, a special issue of Publius
15 No. 2 (Spring 1985).
21. Cf. Daniel J. Elazar, ed., Federalism as Grand Design
(Lanham, MD: Center for the Study of Federalism and University
Press of America, 1987).
22. On mishpat hamlukhah, "King, Kinship: The Covenant of
Monarchy," Enclopaedia Judaica Vol. 10 (Jerusalem: Keter, 1972)
pp. 1019; also see: Daniel J. Elazar and Stuart A. Cohen, The
Jewish Polity: Jewish Political Organization from Biblical Times
to the Present (Bloomington, Ind.: Indiana University Press,
1985) Part I Epoch IV.